- broker-dealer
- broker-dealer roker-dealer n. a financial specialist who trades for his own account and so acts both as a broker and principal. [WordNet 1.5]
The Collaborative International Dictionary of English. 2000.
broker-dealer
Look at other dictionaries:
broker-dealer — USA Most securities firms function as both a broker and dealer, so they are referred to as broker dealers. A broker is any person engaged in the business of effecting transactions in securities for the account of others in exchange for a fee or… … Law dictionary
broker-dealer — broker ,dealer noun count a person or company that buys and sells STOCKS, SHARES, or goods for other people … Usage of the words and phrases in modern English
broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… … Financial and business terms
Broker-dealer — A broker dealer is a company that trades securities for customers as well as for its own account. In the United States, a broker dealer has to be registered with the Financial Industry Regulatory Authority. When executing trade orders on behalf… … Wikipedia
broker-dealer — noun a financial specialist who trades for his own account and so acts both as a broker and principal • Hypernyms: ↑principal, ↑dealer * * * ˈbroker dealer f54 [broker dealer broker dealers] noun … Useful english dictionary
Broker-Dealer — A person or firm in the business of buying and selling securities operating as both a broker and a dealer depending on the transaction. Technically, a broker is only an agent who executes orders on behalf of clients, whereas a dealer acts as a… … Investment dictionary
broker-dealer — UK / US noun [countable] Word forms broker dealer : singular broker dealer plural broker dealers business a person or company that buys and sells stocks, shares, or goods for other people … English dictionary
Broker Dealer Exchange — Broker Dealer Exchange, LLC (often referred to as BDX) is an investment bank. Headquartered in downtown New York at Hannover Square, BDX operates from several offices in New York, Los Angeles, St Petersburg and London.BDX is mostly involved in… … Wikipedia
broker-dealer fund — ➔ fund1 * * * broker dealer fund UK US noun [C] FINANCE, STOCK MARKET ► a fund that is only open to broker dealers … Financial and business terms
broker-dealer multi-clearer — Broker dealer multi clearer: following the Jan.1, 1992 introduction of district licences for each type of activity handled by brockerage firms, members firms with this status are authorized to clear not only their own transactions, but also those … Financial and business terms
